Licensing of the activities (13)

Issuance of a license to banks, branches of non-resident banks of the Republic of Kazakhstan to conduct banking and other operations provided for by the banking legislation of the Republic of Kazakhstan
Licensing for the types of obligatory insurance established by laws of the Republic of Kazakhstan and which are separate classes of insurance or rights to realize Islamic insurance activity by the types of obligatory insurance established by laws of the Republic of Kazakhstan and which are separate classes of insurance
Issuance of licenses for the reinsurance activities or the right to perform activities on Islamic reinsurance
Issuance of a licence for foreign exchange transactions with cash foreign currency issued to authorized organizations
Delivery of the license for implementation of actuarial activities
Issue of a license to carry out an activity on the capital issues market prescribed
Issuance of licenses for execution of insurance activities under life assurance
Issue of a license for the insurance broker activity
Issuance of licenses for the right to perform insurance (reinsurance) activities or Islamic insurance (reinsurance) activities under general insurance
Issuance of a license for conducting banking and other operations carried out by Islamic banks, branches of Islamic non-resident banks of the Republic of Kazakhstan
Issue of a license to organizations carrying out the separate types of bank operations, bank operations
Issuance of the licenses to the organizations conducting certain types of bank operations for banknotes, coins and values encashment
Issuance of a license to carry out microfinance activities

Permissions (28)

Issuance of the certificate on accreditation of the professional auditor organization
Issuance of the certificate on accreditation of accountants' professional organization
Issuance of a license on certification of organizations on the professional certification of accountants
State registration of the announced shares issue
State registration of non-government obligations issue
State registration of issuance of the share investment funds
Issuance of a permit to open a bank, a branch of a non-resident bank of the Republic of Kazakhstan
Issuance of permission to create an insurance (reinsurance) company, open a branch of an insurance (reinsurance) company-non-resident of the Republic of Kazakhstan
Issuance of consent for the appointment (election) of executives of financial organizations, branches of non-resident banks of the Republic of Kazakhstan, branches of insurance (reinsurance) organizations non-residents of the Republic of Kazakhstan, branches of non-resident insurance brokers of the Republic of Kazakhstan, banking, insurance holdings, joint-stock company "Insurance Payments Guarantee Fund "
Issue of a permit to the bank and (or) bank holding to create and acquire branch organization
Issue of a permit for the unprescribed reorganization of bank (bank holding)
Issuance of a permit for the establishment or acquisition of a subsidiary organization by an insurance (reinsurance) organization and (or) insurance holding, significant participation of an insurance (reinsurance) organization and (or) insurance holding in the capital of organizations
Issue of a permit for the unprescribed liquidation of the insurance (reinsurance) organization
Issue of a permit for the unprescribed reorganization of insurance (reinsurance) organization and insurance holding
Issue of permission on reorganization of voluntory retirement savings plan
Issue of a permit for the unprescribed liquidation of the unprescribed retirement savings plan
Change of the terms of tax obligations execution on payment of taxes and (or) payments
Inclusion in the register of owners of temporary storage
Conduction of qualification exams of the individuals pretending to carry out administrator activity (temporary administrator, reabilitation, temporary and insolvency managers)
Issuance of permission to carry out credit bureau activity and act on correpondance of the credit bureau with the requirements applicable to the credit bureau on protection and provision of integrity of data bases of the credit stories used in informational systems and premises
Inclusion in the register of payment organizations that have passed registration with the National Bank of the Republic of Kazakhstan
Registration of collection agencies
Conclusion of an investment contract for an investment project involving investments and investment preferences
Issue of consent for conducting a voluntary reorganization (acquisition, merger, division, separation, transformation) of payment organizations
Approval of the report on the results of the placement of shares
Issuing consent to acquire the status of a major participant in a Bank and (or) an insurance (reinsurance) organization, and (or) an investment portfolio Manager, and (or) a banking and (or) insurance holding company
Issuance of a permit to open a branch of a non-resident insurance broker
Issuance of a permit for the voluntary liquidation of a bank, members' voluntary winding up of a branch of a non-resident bank of the Republic of Kazakhstan

Licensing of the activities (13)

Issuance of a license to banks, branches of non-resident banks of the Republic of Kazakhstan to conduct banking and other operations provided for by the banking legislation of the Republic of Kazakhstan
Licensing for the types of obligatory insurance established by laws of the Republic of Kazakhstan and which are separate classes of insurance or rights to realize Islamic insurance activity by the types of obligatory insurance established by laws of the Republic of Kazakhstan and which are separate classes of insurance
Issuance of licenses for the reinsurance activities or the right to perform activities on Islamic reinsurance
Issuance of a licence for foreign exchange transactions with cash foreign currency issued to authorized organizations
Delivery of the license for implementation of actuarial activities
Issue of a license to carry out an activity on the capital issues market prescribed
Issuance of licenses for execution of insurance activities under life assurance
Issue of a license for the insurance broker activity
Issuance of licenses for the right to perform insurance (reinsurance) activities or Islamic insurance (reinsurance) activities under general insurance
Issuance of a license for conducting banking and other operations carried out by Islamic banks, branches of Islamic non-resident banks of the Republic of Kazakhstan
Issue of a license to organizations carrying out the separate types of bank operations, bank operations
Issuance of the licenses to the organizations conducting certain types of bank operations for banknotes, coins and values encashment
Issuance of a license to carry out microfinance activities

Permissions (28)

Issuance of the certificate on accreditation of the professional auditor organization
Issuance of the certificate on accreditation of accountants' professional organization
Issuance of a license on certification of organizations on the professional certification of accountants
State registration of the announced shares issue
State registration of non-government obligations issue
State registration of issuance of the share investment funds
Issuance of a permit to open a bank, a branch of a non-resident bank of the Republic of Kazakhstan
Issuance of permission to create an insurance (reinsurance) company, open a branch of an insurance (reinsurance) company-non-resident of the Republic of Kazakhstan
Issuance of consent for the appointment (election) of executives of financial organizations, branches of non-resident banks of the Republic of Kazakhstan, branches of insurance (reinsurance) organizations non-residents of the Republic of Kazakhstan, branches of non-resident insurance brokers of the Republic of Kazakhstan, banking, insurance holdings, joint-stock company "Insurance Payments Guarantee Fund "
Issue of a permit to the bank and (or) bank holding to create and acquire branch organization
Issue of a permit for the unprescribed reorganization of bank (bank holding)
Issuance of a permit for the establishment or acquisition of a subsidiary organization by an insurance (reinsurance) organization and (or) insurance holding, significant participation of an insurance (reinsurance) organization and (or) insurance holding in the capital of organizations
Issue of a permit for the unprescribed liquidation of the insurance (reinsurance) organization
Issue of a permit for the unprescribed reorganization of insurance (reinsurance) organization and insurance holding
Issue of permission on reorganization of voluntory retirement savings plan
Issue of a permit for the unprescribed liquidation of the unprescribed retirement savings plan
Change of the terms of tax obligations execution on payment of taxes and (or) payments
Inclusion in the register of owners of temporary storage
Conduction of qualification exams of the individuals pretending to carry out administrator activity (temporary administrator, reabilitation, temporary and insolvency managers)
Issuance of permission to carry out credit bureau activity and act on correpondance of the credit bureau with the requirements applicable to the credit bureau on protection and provision of integrity of data bases of the credit stories used in informational systems and premises
Inclusion in the register of payment organizations that have passed registration with the National Bank of the Republic of Kazakhstan
Registration of collection agencies
Conclusion of an investment contract for an investment project involving investments and investment preferences
Issue of consent for conducting a voluntary reorganization (acquisition, merger, division, separation, transformation) of payment organizations
Approval of the report on the results of the placement of shares
Issuing consent to acquire the status of a major participant in a Bank and (or) an insurance (reinsurance) organization, and (or) an investment portfolio Manager, and (or) a banking and (or) insurance holding company
Issuance of a permit to open a branch of a non-resident insurance broker
Issuance of a permit for the voluntary liquidation of a bank, members' voluntary winding up of a branch of a non-resident bank of the Republic of Kazakhstan

Notification procedures (5)

Notification on the beginning or termination of exchange office activity of the authorized bank
Notice of start/termination of activity of an administrator/temporary administrator/rehabilitation, temporary or bankruptcy managers
Notice of a financial entity’s approval of financial products
Notice of start/termination of activity of a financial reporting entity in accordance with Law of the Republic of Kazakhstan “On Prevention of Legitimization (Laundering) of Proceeds of Crime and the Financing of Terrorism”
Уведомление о начале или прекращении деятельности финансового управляющего