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Issuance of a permit to open a branch of a non-resident insurance broker
Recipients of services
Legal person
Government body
Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market
Cost of services
Issued free of charge
Term of services
50 working days
The name of service according to RPS
Выдача разрешения на открытие филиала страхового брокера-нерезидента Республики Казахстан
Normative legal acts
An authorization needed to get the public service
To apply for the following documents are required
For legal entities
For legal entities
- Decision of the insurance broker (non-resident) of the Republic of Kazakhstan to open a branch in the Republic of Kazakhstan (necessarily , job specifications )
- Draft constituent provisions of the branch insurance broker (non-resident) of the Republic of Kazakhstan (necessarily , job specifications )
- Copies of constituent documents of the insurance broker (a non-resident) of the Republic of Kazakhstan (notary certified if the originals are not submitted for verification) (necessarily , job specifications )
- Information on the insurance broker (a non-resident) of the Republic of Kazakhstan in the form in accordance with Annex 2 to the Rules with the attached financial statements for the last 2 (two) completed financial years (including consolidated, if any) certified by the auditing company (necessarily , job specifications )
- The organizational structure of the branch insurance broker (non-resident) of the Republic of Kazakhstan and information on the affiliated persons of the insurance broker (a non-resident) of the Republic of Kazakhstan (necessarily , job specifications )
- Documents of persons proposed for the position of CEO of the branch insurance broker (non-resident) of the Republic of Kazakhstan (necessarily , job specifications )
- A written statement on the absence of objections to opening of the branch insurance broker (a non-resident) of the Republic of Kazakhstan in the territory of the Republic of Kazakhstan issued by the financial surveillance authority of the state the resident of which is the insurance broker (a non-resident) of the Republic of Kazakhstan, or a statement that such permit under the laws of the state, the resident of which is the insurance broker (non-resident) of the Republic of Kazakhstan is not required (necessarily , job specifications )
- A written statement issued by the surveillance authority of the state the resident of which is the insurance broker (a non-resident) of the Republic of Kazakhstan on the existence of a valid license to carry out insurance broker activity (necessarily , job specifications )
- A written statement of the financial surveillance body of the state, the resident of which is the insurance broker (non-resident) of the Republic of Kazakhstan, that the insurance broker (non-resident) of the Republic of Kazakhstan had not breached in law requirements regulating the activity of the insurance broker (non-resident) of the Republic of Kazakhstan, of the state, the resident of which is the insurance broker (non-resident) of the Republic of Kazakhstan within 2 (two) years preceding the application submission (necessarily , job specifications )
- A written statement of the authority of the state, the resident of which is the insurance broker (a non-resident) of the Republic of Kazakhstan, on the absence of convictions for economic and corruption related crimes and offenses in the founder (s) of the insurance broker (a non-resident) of the Republic of Kazakhstan, as well as the absence of the fact the founder (s) acted as a chief executive officer of the insurance (re-insurance) company (non-resident) of the Republic of Kazakhstan, insurance broker (a non-resident) of the Republic of Kazakhstan or another financial organization of the state of the insurance broker (non-resident) of the Republic of Kazakhstan within the period of not more than 1 (one) year from the date of license revocation in the manner prescribed by the law, of the decision made on compulsory liquidation, compulsory shares redemption of the insurance (reinsurance) company (non-resident) of the Republic of Kazakhstan, the insurance broker (non-resident) of the Republic of Kazakhstan. This requirement is applied within 5 (five) years after the license revocation, the date of the decision made on compulsory liquidation, compulsory shares redemption of the insurance (reinsurance) company (non-resident) of the Republic of Kazakhstan, insurance broker (non-resident) of the Republic of Kazakhstan (necessarily , job specifications )
- A copy of valid license of the insurance broker (a non-resident) of the Republic of Kazakhstan, issued by the financial surveillance body of the state whose resident is the insurance broker (a non-resident) of the Republic of Kazakhstan (necessarily , job specifications )
- Documents provided for by article 6-2 of the Law of the Republic of Kazakhstan dated April 17, 1995 "On state registration of legal entities and record registration of branches and representative offices" (necessarily , job specifications )
- A copy of document confirming fee payment for issuance of the license to carry out activity, except for "electronic government" gateway payment (necessarily , job specifications )
- Application in the form in accordance with Annex 1 to the Rules (necessarily , job specifications )(Data form)
