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State registration of non-government obligations issue
Subspecies of
State registration of obligation program with simultaneous registration of obligations issue within the registered obligation program
Recipients of services
Legal person
Government body
Agency of the Republic of Kazakhstan for Regulation and Development of the Financial Market
Cost of services
Issued free of charge
Term of services
14 calendar days
The name of service according to RPS
State registration of non-government obligations issue
Documents for downloading
Normative legal acts
An authorization needed to get the public service
To apply for the following documents are required
For legal entities
For legal entities
- an electronic copy of a letter from an authorized body for regulation, control and supervision of the financial market of a foreign state on compliance by a non-resident service recipient of the Republic of Kazakhstan with prudential standards and other norms and limits established by the authorized body of a non-resident in the period three months before the date of filing an application for state registration of a bond issue (bond program) (if a non-resident service recipient of the Republic of Kazakhstan is a financial organization) (optional )
- an electronic copy of restructuring plan approved by the court, in case of restructuring by a service recipient in accordance with the court decision on restructuring for state registration of the bond issue (bond program) (optional )
- An electronic application made in an arbitrary form with consent to the use of information constituting a secret protected by law contained in information systems, certified by an electronic digital signature of the authorized person of the service recipient (mandatory) (Information Form) (necessarily )(Data form)
- Prospectus of issue of non-state bonds (prospectus of the bond program), prospectus of issue of bonds within the bond program in electronic form (except for the cases of issue of bonds with a maturity of not more than 12 (twelve) months and bonds subject to private placement) (optional) (optional )
- In case of issue of secured bonds, electronic copies of documents confirming the existence of security for fulfillment of obligations of the service recipient (except for the case of issue of bonds with circulation period of not more than 12 (twelve) months) (optional) (optional) (optional )
- Information on issue of bonds with circulation period of not more than 12 (twelve) months in electronic form (in case of issue of bonds with circulation period of not more than 12 (twelve) months) (optional) (optional )
- Electronic copy of the charter of the service recipient (if any) (except for the issue of bonds with a circulation period of no more than 12 (twelve) months) (optional) (optional )
- Electronic copy of the restructuring plan approved by the court, if the service recipient carries out restructuring in accordance with the court decision on restructuring, for state registration of the bond issue (bond program) (optional) (optional )
- An electronic copy of an agreement concluded with a representative of bondholders (if the obligation to conclude an agreement with a representative of bondholders is stipulated by the requirements of the Law of the Republic of Kazakhstan "On the Securities Market" (hereinafter, the Law on the Securities Market) and (or) its conclusion initiated by the service recipient) (except for the case of issuing bonds with a circulation period of no more than 12 (twelve) months and bonds subject to private placement) (optional); (optional) (optional )
- Electronic copy of the procedure for distributing the income of the service recipient between its participants for service recipients created in the organizational and legal form of a limited liability partnership (except for the case of issuing bonds with a circulation period of not more than 12 (twelve) months) (optional) (optional )
- Electronic copies of the annual financial statements of the service recipient (consolidated financial statements if the issuer has subsidiaries) for the last two financial years confirmed by audit reports, as well as electronic copies of audit reports (except for newly created service recipients) (except for the case of issuing bonds with a circulation period of no more than 12 (twelve) months and bonds subject to private placement) (optional) (optional )
- An electronic copy of the financial statements of the service recipient as of the end of the last quarter before submitting documents for state registration of the issue of non-state issue securities or at the end of the penultimate quarter if documents for state registration of the issue of non-state issue securities are submitted by the 25th day of the month following the last quarter before submission. In the absence of an audit report of the financial statements for the completed financial year from January 1 to June 1 of the current year, the recipient shall provide the service provider with an electronic copy of the financial statements for the two years preceding the last completed year and an electronic copy of the audit report of the financial statements for the specified period. The audit report and financial statements for the completed financial year shall be submitted by the service recipient within a month from the date of approval of the annual financial statements in accordance with the procedure established by the legislator (optional )
- Electronic copies of the constituent documents of the non-resident service recipient of the Republic of Kazakhstan with the attachment of translations into Kazakh and Russian, the fidelity of which is certified by a notary (for registration of the issue of non-governmental bonds (bond program) of the non-resident service recipient of the Republic of Kazakhstan (optional) (optional )
- E-copy of the letter of the authorized body for regulation, control and supervision of the financial market of a foreign state on compliance by the non-resident service recipient of the Republic of Kazakhstan with prudential standards and other norms and limits established by the authorized body of the non-resident within three months before the date of submission of the application for state registration of the issue of bonds (bond program) (to register the issue of non-state bonds (bond program) (if the service recipient of the Republic of Kazakhstan is a financial institution) (optional) (optional )
- Electronic copy of the decision of the service recipient's body to issue non-governmental bonds containing information on the procedure for issuing, offering, circulation and redemption of bonds, use of funds received by the service recipient as a result of placement of bonds, volume of issue, number and type of bonds, nominal value of bonds, rights of bondholders, or a copy of the decision of the service recipient's body to issue a bond program containing information on the volume of issue of the bond program (except for the issue of bonds with a maturity of no more than twelve (12) months) (optional) (optional )
- An electronic copy of the document confirming the registration of the non-resident service recipient of the Republic of Kazakhstan as a legal entity in accordance with the legislation of the state of the location of the non-resident service recipient of the Republic of Kazakhstan, with the attachment of a translation into Kazakh and Russian, the fidelity of which is certified by a notary (optional) (optional )
- Private momorandum in electronic form (in case of issue of bonds subject to private placement) (optional )
