To apply for the following documents are required

For legal entities
For individuals
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For legal entities
  • Application in arbitrary form, indicating the information provided for in paragraph 31 of the Regulation, in the form of an electronic document certified by electronic digital signature of the first head of the service recipient or the person acting (necessarily , job specifications )(Data form)
  • Copy of the decision of the relevant body of the applicant to acquire shares of the relevant financial institution (in case of absence of a decision on the website of the depositary of financial statements or possibility to receive it by the authorized body through the web portal "e-government") (necessarily , job specifications )
  • Information and supporting documents about the persons (independently or together with other persons) who are owning directly or indirectly ten or more percent of shares (share in authorized capital) the legal entity and also having an opportunity to define decisions of this legal entity by the contract or otherwise or to have control (necessarily , job specifications )
  • List of affiliates of the applicant (in case of absence of the list on the website of the depositary of financial statements or possibility to receive it by the authorized body through the web portal "e-government") (necessarily , job specifications )
  • Copies of documents confirming the terms and conditions of purchase of shares, as well as sources and funds used for purchase of shares (necessarily , job specifications )
  • Information on legal entities in which it is a major participant in the form established by the normative legal act of the authorized body. If the applicant is a shareholder (participant) of a non-resident legal entity of the Republic of Kazakhstan, notarized copies of the constituent documents of the non-resident legal entity of the Republic of Kazakhstan shall be submitted additionally. (necessarily , job specifications )
  • Recapitalization plan for each financial institution (necessarily , job specifications )
  • Summary data on the applicant 's management employees according to the form stipulated by the normative legal acts of the authorized body, including information on education, work activity, impeccable business reputation. Natural persons who are not residents of the Republic of Kazakhstan, as evidence of impeccable business reputation, submit a document confirming the absence of an outstanding or outstanding criminal record issued by the relevant State body of the country of their citizenship, and stateless persons - the country of their permanent residence. The date of issuance of the specified document may not exceed three months prior to the date of submission of the application (unless the document provided specifies a different period of validity). This document may be submitted by the relevant body of the country of citizenship (for foreigners) or in the country of permanent residence (for stateless persons) by sending a reply to the authorized body) (necessarily , job specifications )
  • Document confirming payment of consent fee, except for payment through payment gateway "of e-government (necessarily , job specifications )
  • Notarized copies of the constituent documents, if they are not available on the website of the depositary of financial statements or if they can be obtained by an authorized body through the web portal "electronic government" (optional , job specifications )
  • Annual financial statements for the last two completed financial years certified by the audit organization, as well as financial statements for the last completed quarter prior to submission of the relevant application. Annual financial statements are not submitted if the reports are posted on the depository 's website or if they can be obtained by an authorized authority through the e-government web portal (necessarily , job specifications )
  • Business plan for the next 5 (five) years, the requirements for which are established by the regulatory legal act of the authorized body (optional , job specifications )
  • Copies of documents confirming conditions and procedure for giving shares of the bank or trust management of shares of the bank. (necessarily , job specifications )


For individuals
  • Information on income and property, as well as information on existing debts under all obligations of the applicant, according to the form established by the normative legal act of the authorized body. The above information is accompanied by supporting documents sufficient to analyze the financial situation of the applicant (necessarily , job specifications )
  • Written confirmation of the relevant State body of the country of residence of a non-resident natural person of the Republic of Kazakhstan that the acquisition of shares of the resident bank of the Republic of Kazakhstan is authorized by the legislation of that country, or the statement of the authorized body of the relevant State that such permission is not required under the legislation of the State of the said founder (necessarily , job specifications )
  • Application in arbitrary form, indicating the information provided for in paragraph 31 of the Regulation, in the form of an electronic document certified by electronic digital signature of the first head of the service recipient or the person acting (necessarily , job specifications )(Data form)
  • Copies of documents confirming the terms and conditions of purchase of shares, as well as sources and funds used for purchase of shares (necessarily , job specifications )
  • Information on legal entities in which it is a major participant in the form established by the normative legal act of the authorized body. If the applicant is a shareholder (participant) of a non-resident legal entity of the Republic of Kazakhstan, notarized copies of the constituent documents of the non-resident legal entity of the Republic of Kazakhstan shall be submitted additionally. (necessarily , job specifications )
  • Recapitalization plan for each financial institution (necessarily , job specifications )
  • Summary data on the applicant 's management employees according to the form stipulated by the normative legal acts of the authorized body, including information on education, work activity, impeccable business reputation. Natural persons who are not residents of the Republic of Kazakhstan, as evidence of impeccable business reputation, submit a document confirming the absence of an outstanding or outstanding criminal record issued by the relevant State body of the country of their citizenship, and stateless persons - the country of their permanent residence. The date of issuance of the specified document may not exceed three months prior to the date of submission of the application (unless the document provided specifies a different period of validity). This document may be submitted by the relevant body of the country of citizenship (for foreigners) or in the country of permanent residence (for stateless persons) by sending a reply to the authorized body) (necessarily , job specifications )
  • Document confirming payment of consent fee, except for payment through payment gateway "of e-government (necessarily , job specifications )
  • Business plan for the next 5 (five) years, the requirements for which are established by the regulatory legal act of the authorized body (optional , job specifications )
  • Copies of documents confirming conditions and procedure for giving shares of the bank or trust management of shares of the bank. (necessarily , job specifications )


Documents for downloading